Wednesday, June 20, 2012

Financial Planning for Educators

Now that summer is upon us and teachers have time to look at the personal affairs at home instead of the classroom, its time to get financial plans in order.
Planning Lessons for Educators:
Addressing Your Financial Issues:

Page 1 of 2, see disclaimer on final page


Being an educator demands significant expertise and


requires that you stay current on developments in


your field. However, that level of ongoing attention

can make it difficult to find the time to stay on top of

issues that affect your finances, or to put together a

comprehensive financial plan. Whether you work

directly with students or focus on research, whether

you are just starting your career or have achieved

distinction in your field, you can benefit from working

with a financial professional who understands an

educator's special concerns. Here are some issues

that may not have been at the top of your to-do list,

but that can affect your long-term comfort and

happiness.


Addressing tax issues


Many educators, particularly contingency or adjunct


faculty members, have multiple sources of income.


For example, you may teach at several institutions,

and/or earn consulting fees or royalties on your work.

Welcome as that income doubtless is, it also may

complicate tax planning and preparation. Other tax

issues you may need help with include the

deductibility of student loan payments, tax issues that

arise from pursuing an advanced degree, and the

taxation of employer-provided benefits such as faculty

housing.

Getting tenure is cause for celebration, but it also is

likely to affect your tax situation. Moving into a higher

tax bracket could mean it's time to make or rethink

decisions about how much you need to save for

retirement, the immediate and long-term benefits of

various retirement savings accounts--both taxable

and tax-advantaged--and how your retirement

savings are invested.


Planning for retirement and beyond

The key to any successful retirement plan is starting


early. The sooner you can put a well-thought-out plan


in place, the better your chances of financial security.

Saving for retirement is like building up an

endowment; it gives you the freedom to expand your

horizons. Because academic salaries tend to remain

relatively predictable (at least compared with

corporate salaries) once you've gotten tenure, you

have an advantage when it comes to retirement

planning. Why? Because you may be able to make

more accurate forecasts of your lifetime earning

capacity than people in other professions, which can

in turn help you make more informed decisions about

how you should manage your money now. Statistical

analysis tools can estimate the likelihood that a given

financial strategy will be adequate to meet your

long-term needs.

Take full advantage of the tax benefits of any

employer-sponsored retirement savings plan, such as

a 403(b) plan (either traditional or Roth) or a 457(b)

plan. For 2011, you may contribute up to $16,500 or

100% of your gross compensation each year,

whichever is less. For those 50 or older, the limit is

$22,000 pretax.

Beyond employer-sponsored plans, you may also be

able to use other tax-advantaged retirement savings

vehicles, such as a traditional or Roth IRA. In 2011,

the annual contribution limit for traditional and Roth

IRAs is $5,000 (plus an additional $1,000 if you're 50

or older).



Investing responsibly


An understanding of investing fundamentals is


essential to making informed decisions with your


money. A financial professional can help you

understand not only the mechanics of investing, but

demonstrate why a given strategy might be

appropriate for you. Most common investing

strategies are derived from a wealth of research on

the historical performance of various types of

investments. Though past performance is no

guarantee of future results, it can pay to understand

the various asset classes, the way each class tends

to behave, and the function each fulfills in a balanced

portfolio. You might find assistance especially useful if

you are the recipient of a lump sum, such as a cash

award, prize or grant for your work.

Do you have ethical concerns about investing?

Socially conscious investing has entered the

mainstream, and there are many investment options

that allow you to address your financial needs and still

support your convictions.

Even if you're an experienced investor, you'll need to

adjust your strategy periodically as your

circumstances change over time--for example, after

you receive tenure or as you near retirement. The

sooner you establish a relationship with a

professional, the sooner you'll benefit from the

expertise of someone who deals with financial issues

daily.

Creating an estate plan

A will is the cornerstone of every estate plan; without

it, you have no control over how your assets will be

distributed. You also should have a durable power of

attorney and a health care directive.

If you've amassed substantial outside business

interests or intellectual property assets (e.g.,

copyrights, patents, and royalties), an estate plan is

particularly important. Managing those assets wisely

while you're alive can make an enormous difference

in your ability to maximize their benefits for your heirs.

Estate planning also can further your legacy in other

ways. Charitable giving to your heirs, your

educational institution, or another nonprofit

organization can both further your philanthropic goals

and be an effective tool for minimizing taxes. For

example, by establishing a trust, you may be able to

benefit from an immediate tax deduction as well as

provide an ongoing income stream for you or the

charitable institution of your choice.

Protecting your assets

You also might want to think about whether you and

your family are adequately shielded from

emergencies. Types of insurance you should consider

include:

• Life insurance

• Disability insurance

• Liability insurance (particularly if you're involved in

applied research projects or consulting

engagements)

Managing debt

Being in debt can make managing all other financial

issues more challenging. If you're in the early part of

your career, you may still be facing years of student

loan payments; if you're more senior, you may be

trying to pay off a mortgage and eliminate all debts

before retirement. Balancing debt with the day-to-day

demands of raising a family, seeking support for your

work, finding good housing, and saving for your

children's education and your own retirement can be

a formidable task.

Handling debt wisely can have dramatic

consequences over time. Having someone review

your finances might uncover some new ideas for

improving your situation. It also can help you

understand the true long-term cost of any debt you

incur.

Whether you have a specific concern or just want to

be better prepared for the future, a financial

professional can help.

Forefield

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